GEORGE ROGER DUFF is currently employed as a Broker and/or Investment Adviser at TRIAD ADVISORS LLC located at 11651 JOLLYVILLE ROAD, SUITE 300, AUSTIN, TX, 78759.
GEORGE ROGER DUFF has worked at TRIAD ADVISORS LLC since June 29, 2007
Disclosure History
GEORGE ROGER DUFF has 1 Disclosure Event(s).
Date: April 01, 2003 Category: Customer Dispute Allegations: ALLEGES VIOLATION OF KNOW YOUR CUSTOMER RULE; MISREPRESENTATION OF TAX IMPLICATIONS REGARDING A LIQUIDATION. Damage Amount Requested: $43,419.00
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