GEORGE ANDREW FELLIOS

GEORGE ANDREW FELLIOS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 4030 W BOY SCOUT BLVD STE 150, TAMPA, FL, 33607.

GEORGE ANDREW FELLIOS has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

GEORGE ANDREW FELLIOS has 2 Disclosure Event(s).

Date: June 07, 2010
Category: Customer Dispute
Allegations: ATTORNEY OF A FORMER CLIENT ALLEGED THE FINANCIAL ADVISOR PROVIDED UNSUITABLE RECOMMENDATIONS. (02/28/2008-07/14/2008)
Damage Amount Requested: $82,533.00
Broker Comment: THE SECURITIES THAT WERE PURCHASED BY THE CLIENT IN THE JOINT ACCOUNT WERE CONSISTENT WITH THE DISCLOSED INVESTMENT OBJECTIVES, RISK TOLERANCE AND INVESTMENT EXPERIENCE THAT WERE PROVIDED TO THE FINANCIAL ADVISOR AT THE TIME THE JOINT ACCOUNT WAS ESTABLISHED BY THE CLIENT.

Date: March 31, 1995
Category: Criminal
Charges: PETTY THEFT OF LIBRARY REFERENCE BOOKS FROMFLORIDA STATE UNIVERSITY LIBRARY
Disposition: SENTENCED TO SIX DAYS COMMUNITY SERVICE IN LEONCOUNTY SHERIFF WORK PROGRAM. I COMPLETED THIS SENTENCE IN JUNE1995. PROBATION TERMINATED AND ADJUDICATION OF GUILT WASWITHHELD.
Broker Comment: ATTEMPTED TO REMOVE REFERENCE LIBRARY BOOKS FROMTHE FSU LIBRARY. I FULLY INTENDED TO RETURN THE BOOKS UPONCOMPLETION OF MY COLLEGE RESEARCH PAPER. WHEN STOPPED BY CAMPUSSECURITY I COOPERATED FULLY.

More Information

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