GEORGE WEBB FELLOWS

GEORGE WEBB FELLOWS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1850 K STREET NW, SUITE 900, WASHINGTON, DC, 20006.

GEORGE WEBB FELLOWS has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

GEORGE WEBB FELLOWS has 4 Disclosure Event(s).

Date: February 10, 2003
Category: Customer Dispute
Allegations: THROUGH COUNSEL, ALLEGING NEGLIGENT SUPERVISION.
Damage Amount Requested: $260,855.00
Broker Comment: RICHARD APICELLA IS HANDLING THIS MATTER.

Date: July 06, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION
Damage Amount Requested: $250,000.00
Broker Comment: JOHN DOUGHERTY(212) 816-8189

Date: December 07, 1998
Category: Customer Dispute
Allegations: FAILURE TO SUPERVISE. ALLEGED COMPENSATORYDAMAGES. $100,000 PRODUCT. EQUITY-LISTED, MUTUAL FUNDS ANDDEBT-US GOVT BONDS OCCURRED AT SSR
Damage Amount Requested: $100,000.00 Damages Granted: $2,700.00

Date: February 26, 1974
Category: Customer Dispute
Allegations: EXCESSIVE TRADING. GEORGE FELLOWS SR. NAMEDBECAUSE HE WAS BRANCH MANAGER DAMAGES UNSPECIFIED.
Broker Comment: SUIT SETTLED OUT OF COURT. AMOUNT OF SETTLEMENTUNKNOWN. FAILURE TO SUPERVISE NOT ALLEGED.PLEASE ARCHIVE. THIS MATTER IS NOT REPORTABLEUNDER NASD REGULATIONS. FAILURE TO SUPERVISE NOT ALLEGED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GEORGE WEBB FELLOWS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.