GEORGE ARTHUR GAGNON is currently employed as a Broker and/or Investment Adviser at CAPITOL SECURITIES MANAGEMENT, INC. located at 500 N. WEST SHORE BLVD, SUITE 600, TAMPA, FL, 33609.
GEORGE ARTHUR GAGNON has worked at CAPITOL SECURITIES MANAGEMENT, INC. since September 19, 2007
Disclosure History
GEORGE ARTHUR GAGNON has 1 Disclosure Event(s).
Date: August 14, 2008 Category: Customer Dispute Allegations: PERFORMANCE ON OPTIONS IN AN ACCOUNT. Damage Amount Requested: $14,000.00 Broker Comment: CSM HAS REVIEWED THE CIRCUMSTANCES SURROUNDING THE CLIENT'S CLAIMS AND HAS DETERMINED THEM TO BE UNWARRANTED. CSM SENT A RESPONSE LETTER TO THE CLIENT DENYING THE CLIENT HIS CLAIM. CSM RECEIVED NO RESPONSE BACK FROM THE CLIENT AND THE SAID ACCOUNT HAS BEEN CLOSED.
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