George Peter Gelis is currently employed as a Broker and/or Investment Adviser at ADVISORS ASSET MANAGEMENT, INC. located at 4343 COMMERCE COURT SUITE 214, LISLE, IL, 60532.
George Peter Gelis has worked at ADVISORS ASSET MANAGEMENT, INC. since February 19, 2014
Disclosure History
George Peter Gelis has 1 Disclosure Event(s).
Date: February 05, 2014 Category: Employment Separation After Allegations Firm Name: JPMORGAN CHASE BANK Termination Type: Discharged Allegations: TERMINATED BY AFFILIATE BANK - NON SECURITIES RELATED. TERMINATED BY AFFILIATE BANK. REGISTERED REP, IN THE CAPACITY OF AN AFFILIATE BANK EMPLOYEE, REGISTERED REP VIOLATED THE PERSONAL TRADING POLICY AND CONTINUED TO VIOLATE THE POLICY AFTER BEING WARNED HE WAS IN VIOLATION. Broker Comment: I VIOLATED THE FIRM'S TRADING POLICY AND HAD AN INITIAL MEETING TO STOP TRADING. I CONTINUED AND HAD A SECOND MEETING IN NOVEMBER, WHERE I CEASED ALL TRADING. IN JANUARY WE HAD A MEETING REGARDING THE TRADING AND IN FEBRUARY I WAS TERMINATED.
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