GEORGE FRANCIS GLEUSNER

GEORGE FRANCIS GLEUSNER is currently employed as a Broker and/or Investment Adviser at LAIDLAW & COMPANY (UK) LTD. located at 201 OLD COUNTRY ROAD, SUITE 135, MELVILLE, NY, 11747.

GEORGE FRANCIS GLEUSNER has worked at LAIDLAW & COMPANY (UK) LTD. since November 16, 2007

Disclosure History

GEORGE FRANCIS GLEUSNER has 2 Disclosure Event(s).

Date: June 19, 2001
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES THAT HE WAS NOT ADVISED OF MANGOSOFT'S NON-LIQUIDITY AT THE SIGNING OF THE PRIVATE PLACEMENT MEMORANDUM AND THAT RR GLEUNSER PURCHASED 2000 SHARES OF WORLDPORT WITHOUT HIS PERMISSION. HE DEMANDED $45,000.
Damage Amount Requested: $45,000.00
Broker Comment: I CATEGORICALLY DENY THE CUSTOMER'S ALLEGATIONS. THE CUSTOMER WAS AWARE OF AND UNDERSTOOD THAT HE WAS PURCHASING NON-LIQUID SHARES OF MANGOSOFT. THE CUSTOMER AUTHORIZED THE PURCHASE OF WORLDPORT.

Date: March 24, 1997
Category: Customer Dispute
Allegations: VIOLATION OF "KNOW YOUR CUSTOMER RULE,"FRAUD, MISREPRESENTATION, CHURNING. TOTAL AWARD SOUGHT =$32,359.15.
Damage Amount Requested: $32,359.15
Settlement Amount: $17,000.00
Broker Comment: CLIENT WAS PAID THE SUM OF $17,000.00 TO SETTLE.MY ONLY REPRESENTATION IN THIS CASE WAS THERECOMMENDATION OF DIMOND UNITIMEDIA CORPORATION. THIS STOCKDID DECLINE OVER 50%. I WAS NOT ACCUSED IN THE ALLEGATIONS OFCHURNING OR UNAUTHORIZED TRADING.

More Information

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