GEORGE LYNN HALDERMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4707 Executive Dr, SAN DIEGO, CA, 92121-3091.
GEORGE LYNN HALDERMAN has worked at LPL FINANCIAL LLC since July 28, 2005
Disclosure History
GEORGE LYNN HALDERMAN has 2 Disclosure Event(s).
Date: July 17, 2006 Category: Judgment / Lien Judgment/Lien Amount: $6,663.86 Judgment/Lien Type: Tax Broker Comment: Firm has made a reasonable determination this is a reportable event. Disclosure is in response to a FINRA inquiry. An application for Withdrawl of Lien was filed by licensee on 6/12/2015, to date no response has been returned and a determination if this matter is outstanding has not been provided.
Date: July 26, 1989 Category: Criminal Charges: 1. 4 DIST OF COUNT SUBSTANCE # 35302. FELONY3. GUILTY4. NOT APPLICABLE Charge Type: FELONY Disposition: DISTR OF A CONTROLLED SUBSTANCE SCHLLL CONVICTED 4 YR SUSPENDED SENTENCE- PROBATION AND ACCP REFERRAL 4-11-90$130.00 COURT COSTS $2,450 RESTITUTION. PAID IN INSTALLMENTS1990 & 1991. OTHER CHARGES DISMISSED. Broker Comment: ARREST 1989 PLEA BARGAIN TO PROBATION & ACCP REFERRAL PAIDCOURT COST & RESTITUTION. CASE CLOSED
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