GEORGE ANCIL HARBOUR

GEORGE ANCIL HARBOUR is currently employed as a Broker and/or Investment Adviser at CAPITOL SECURITIES MANAGEMENT, INC. located at 424 GRAVES MILL ROAD, SUITE 200D, LYNCHBURG, VA, 24502.

GEORGE ANCIL HARBOUR has worked at CAPITOL SECURITIES MANAGEMENT, INC. since November 16, 2010

Disclosure History

GEORGE ANCIL HARBOUR has 1 Disclosure Event(s).

Date: November 07, 2016
Category: Customer Dispute
Allegations: Client alleging that the accounts should have been invested in A shares rather than C shares and should have been rebalanced at some point.
Damage Amount Requested: $10,000.00
Broker Comment: The original complaint was not reportable because the firm determined the amount to be less than 5,000 dollars. No response from the client since January 6, 2017.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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