GEORGE SATOSHI HIRAI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1001 BISHOP ST, STE 1900, HONOLULU, HI, 96813.
GEORGE SATOSHI HIRAI has worked at WELLS FARGO CLEARING SERVICES, LLC since January 13, 2009
Disclosure History
GEORGE SATOSHI HIRAI has 2 Disclosure Event(s).
Date: July 27, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT HIS FINANCIAL ADVISOR FAILED TO FOLLOW HIS INSTRUCTIONS IN NOVEMBER 2008. Damage Amount Requested: $9,000.00 Broker Comment: MR. HIRAI CATEGORICALLY DENIES THAT HE FAILED TO FOLLOW INSTRUCTIONS OR DID ANYTHING ELSE THAT WAS IMPROPER.
Date: May 17, 2001 Category: Customer Dispute Allegations: CLAIMED PURCHASES OF TWO UNIT INVESTMENT TRUSTS WERE UNSUITABLE AND CLAIMED BROKER DID NOT DISCLOSE DURATION OF EACH TRUST. DAMAGES NOT SPECIFIED, BUT GOOD FAITH DAMAGE ESTIMATE EXCEEDS $5,000. Broker Comment: UPON REVIEW THE FIRM DETERMINED THE CLAIM LACKED MERIT AND DENIED IT.
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