GEORGE ALVIN HISS is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 1223 NORTH ROCK ROAD, BLDG F, SUITE 200, WICHITA, KS, 67206.

GEORGE ALVIN HISS has worked at OPPENHEIMER & CO. INC. since December 02, 2008

Disclosure History

GEORGE ALVIN HISS has 1 Disclosure Event(s).

Date: September 20, 2016
Category: Customer Dispute
Allegations: Claimant alleges that when her husband passed away she told her fa that she was a conservative unsophisticated investor and that if her account dropped below $100,000 that he should liquidate the account. According to the client the fa failed to put her into conservative investments, allowed the account to stay on margin and didn't liquidate the account when it dropped below $100,000. From 03/2013 through 1/2016.
Damage Amount Requested: $140,000.00

More Information

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