GEORGE EDWARD LATIOLAIS

GEORGE EDWARD LATIOLAIS is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 1018 Harding Street, Suite 204, LAFAYETTE, LA, 70503.

GEORGE EDWARD LATIOLAIS has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since November 21, 1975

Disclosure History

GEORGE EDWARD LATIOLAIS has 1 Disclosure Event(s).

Date: April 27, 2017
Category: Regulatory
Initiated By: Louisana Department of Insurance
Allegations: The allegation is the rep failed to notify the Commissioner of Insurance, in writing, of his intent to act as a viatical settlement broker prior to acting as a broker.
Resolution: Paid the fine SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $100.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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