GEORGE THOMAS MANTZOROS

GEORGE THOMAS MANTZOROS is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 80 N. Main Street, Suite 2A, Doylestown, PA, 18901.

GEORGE THOMAS MANTZOROS has worked at PRUCO SECURITIES, LLC. since November 24, 1982

Disclosure History

GEORGE THOMAS MANTZOROS has 1 Disclosure Event(s).

Date: December 03, 2009
Category: Customer Dispute
Allegations: REGARDING THE 2007 PURCHASE OF AN ANNUITIES CONTRACT, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING INVESTMENT OBJECTIVES.
Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH FINRA RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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