GEORGE ALAN MAYER

GEORGE ALAN MAYER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1200 LENOX DRIVE, SUITE 300, LAWRENCEVILLE, NJ, 08648.

GEORGE ALAN MAYER has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

GEORGE ALAN MAYER has 2 Disclosure Event(s).

Date: December 30, 2002
Category: Customer Dispute
Allegations: CUSTOMERS COMPLAINED OF ALLEGED UNSUITABLE INVESTMENT RECOMMENDATIONS IN 1999 AND 2000. DAMAGES NOT SPECIFIED BUT BELIEVED TO EXCEED $5,000.
Settlement Amount: $24,500.00
Broker Comment: I WAS NOT THE BROKER OF RECORD AT THE TIME OF THE ALLEGED LOSS. THIS COMPLAINT IS TOTALY WITHOUT MERIT.

Date: March 24, 1978
Category: Regulatory
Initiated By: SECURITIES AND EXCHANGE COMMISSION
Resolution: Settled SanctionDetails:
Sanctions: Suspension
Broker Comment: NOT PROVIDED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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