GEORGE THOMAS MCCUTCHEN is currently employed as a Broker and/or Investment Adviser at CAPITAL INVESTMENT GROUP, INC. located at 3310 HARRISON ROAD, SUITE A, COLUMBIA, SC, 29204.
GEORGE THOMAS MCCUTCHEN has worked at CAPITAL INVESTMENT GROUP, INC. since July 16, 2004
Disclosure History
GEORGE THOMAS MCCUTCHEN has 2 Disclosure Event(s).
Date: November 03, 2014 Category: Customer Dispute Allegations: CLIENTS ALLEGE UNAUTHORIZED TRADING IN ACCOUNT BETWEEN MARCH AND SEPTEMBER 2014 AND UNAPPROVED MARGIN USE. Damage Amount Requested: $10,822.04 Settlement Amount: $4,558.26 Broker Comment: COMPLAINANTS INITIALLY NOTIFIED REP ON 9/16/14 BUT NO DAMAGES WERE ALLEGED AND ANY AMOUNT OF DAMAGES COULD NOT BE ASCERTAINED. FURTHERMORE, CLIENTS SENT RESCINDING LETTER TO WITHDRAW CLAIMS. HOWEVER, CLAIMANTS REFILED COMPLAINT WITH REP ON OR AROUND 10/26/14, WHICH WAS RECEIVED BY THE FIRM ON 11/3/14. FIRM CORRESPONDED WITH COMPLAINANTS AND ALL PARTIES AGREED TO A PAYMENT OF $4,558.26 TO CONCLUDE ALL MATTERS OF THE COMPLAINT. AS AGREED UPON, COMPLAINANTS AGREE TO RELEASE THE FIRM AND REPRESENTATIVE OF ANY FURTHER LIABILITY AND FUTURE CLAIMS.
Date: January 06, 1992 Category: Customer Dispute Allegations: ALLEGATIONS ARE FRAUD, FAILURE TO DISCLOSERISK, BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY WHILEEMPLOYED BY ROBINSON-HUMPREY CO., INC. ALLEGED DAMAGES OF$62,288. Damage Amount Requested: $62,288.00 Settlement Amount: $40,000.00 Broker Comment: SETTLED FOR $40,000. I DID NOT CONTRIBUTE TOWARDSETTLEMENT.Not Provided
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