GEORGE EARNEST MERRILL

GEORGE EARNEST MERRILL is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 141 W Front St Ste 140, Red Bank, NJ, 07701.

GEORGE EARNEST MERRILL has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 25, 2014

Disclosure History

GEORGE EARNEST MERRILL has 1 Disclosure Event(s).

Date: November 08, 1996
Category: Customer Dispute
Allegations: BREACH OF FIDUCIARY DUTY; MISREPRESENTATION;OMISSION OF FACTS. DAMAGES ALLEGED IN THE AMOUNT OF$158,979.00.
Damage Amount Requested: $158,979.00 Damages Granted: $75,000.00
Broker Comment: CLAIMANT AWARDED THE SUM OF $75,000.Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GEORGE EARNEST MERRILL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.