GEORGE JOSEPH MUTRIE

GEORGE JOSEPH MUTRIE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at HIGH STREET TOWER, 125 HIGH STREET, BOSTON, MA, 02110.

GEORGE JOSEPH MUTRIE has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

GEORGE JOSEPH MUTRIE has 1 Disclosure Event(s).

Date: August 23, 2011
Category: Customer Dispute
Allegations: IT IS ALLEGED THAT IN OR AROUND MARCH 2008 FINANCIAL ADVISOR ALLEGEDLY LIQUIDATED CLIENT'S RETIREMENT ACCOUNT WITHOUT AUTHORIZATION.
Damage Amount Requested: $26,852.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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