GEORGE EUGENE PITRA

GEORGE EUGENE PITRA is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 16600 MORGAN HILL TRAIL, AUSTIN, TX, 78717.

GEORGE EUGENE PITRA has worked at INDEPENDENT FINANCIAL GROUP, LLC since May 16, 2011

Disclosure History

GEORGE EUGENE PITRA has 1 Disclosure Event(s).

Date: January 25, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged Regulator Statement: PROCEEDINGS IN FINRA ARBITRATION CASE # 09-06908 AGAINST PITRA GEORGE EUGENE WERE STAYED BY BANKRUPTCY PROCEEDINGS IN THE U. S. BANKRUPTCY COURT, TEXAS WESTERN - AUSTIN, CASE # 10-10174.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GEORGE EUGENE PITRA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.