GEORGE A RAMIREZ

GEORGE A RAMIREZ is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at VENUS GARDENS PLAZA, 19 CALLE ACUARIO STE 7, SAN JUAN, PR, 00926.

GEORGE A RAMIREZ has worked at PFS INVESTMENTS INC. since May 05, 1993

Disclosure History

GEORGE A RAMIREZ has 2 Disclosure Event(s).

Date: December 04, 2006
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES THE RECOMMENDATION WAS UNSUITABLY AGRESSIVE RESULTING IN INVESTMENT LOSSES.
Damage Amount Requested: $50,000.00

Date: February 06, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HER ACCOUNT HAS NOT GROWN ENOUGH AND WOULD LIKE BETTER RESULTS.
Settlement Amount: $10,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GEORGE A RAMIREZ, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.