GEORGE MICHEL RASSI

GEORGE MICHEL RASSI is currently employed as a Broker and/or Investment Adviser at FIFTH THIRD SECURITIES, INC. located at 6301 WILMINGTON PIKE, CENTERVILLE, OH, 45459.

GEORGE MICHEL RASSI has worked at FIFTH THIRD SECURITIES, INC. since July 11, 2011

Disclosure History

GEORGE MICHEL RASSI has 2 Disclosure Event(s).

Date: February 08, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 29, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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