GEORGE LASZLO SOVINSKY is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 39577 WOODWARD AVE, BLOOMFIELD HILLS, MI, 48304.
GEORGE LASZLO SOVINSKY has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 12, 2016
Disclosure History
GEORGE LASZLO SOVINSKY has 1 Disclosure Event(s).
Date: March 01, 2003 Category: Employment Separation After Allegations Firm Name: NOT A FIRM, BUISINESS NAME: SHORR ELECTRONICS Termination Type: Permitted to Resign Allegations: THEFT OF VALVE STEM LIGHTS FOR A SET OF TIRES. Broker Comment: IT WAS COMMON PRACTICE TO TRY OUT ITEMS BEFORE YOU BOUGHT THEM WITH MANAGER APPROVAL/ KNOWLEDGE AS LONG AS YOU PAID FOR THEM BY THE END YOUR SHIFT. I HAD ASKED MY MANAGER IF I COULD TRY OUT A SET OF VALVE STEM LIGHTS FOR MY CAR TIRES. I PUT THEM ON BUT BEFORE I COULD TRY THEM, A JOB CAME UP AND I HAD TO COMPLETE THE JOB. IN DOING SO, I FORGOT THEY WERE ON MY CAR. AT THE END OF THE NIGHT, I FOLLOWED THE GENERAL MANAGER TO THE BANK FOR THE NIGHTLY DEPOSIT. HE SAW THE LIGHTS AND LATER SAW THE PACKAGING WAS EMPTY ON THE COUNTER. THIS LOCATION HAD ISSUES WITH THEFT. THE GENERAL MANAGER CONFRONTED ME ABOUT THE LIGHTS. I EXPLAINED I HAD FORGOTTEN ABOUT THEM. HE THEN ASKED ME TO RESIGN. IT WAS LATER FOUND THAT OTHER EMPLOYEES WERE RESPONSIBLE FOR THE ONGOING THEFT.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for GEORGE LASZLO SOVINSKY, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.