GEORGE WALTER WHITESIDE is currently employed as a Broker and/or Investment Adviser at HILLTOP SECURITIES INDEPENDENT NETWORK INC. located at 234 Five Oaks Dr., San Antonio, TX, 78209.
GEORGE WALTER WHITESIDE has worked at HILLTOP SECURITIES INDEPENDENT NETWORK INC. since November 07, 1996
Disclosure History
GEORGE WALTER WHITESIDE has 1 Disclosure Event(s).
Date: March 01, 1994 Category: Customer Dispute Allegations: SECURITIES FRAUD, COMMON-LAW FRAUD, NEGLIGENTMISREPRESENTATIONS, BREACH OF CONTRACT, DECEPTIVE TRADEPRACTICES NO AMOUNTS SPECIFIED. Damage Amount Requested: $100,000.00 Settlement Amount: $50,000.00 Broker Comment: DISMISSED WITHOUT ANY PERSONAL PAYMENTTHIS WAS A FRIVOLOUS, NUISANCE VALUE ACTION THATREQUIRED NO PERSONAL PAYMENT ON THE PART OF THE BROKER. [CUSTOMER]WAS A HIGH NEW-WORTH "ACCEDITED" INVESTOR WHO PURCHASED 100,000OF 2-YR. CORPORATE NOTES REPRESENTING LESS THAN 2% OF HISASSETS IN JUNE, 1988. THE INVESTOR WAS, AND IS A VERYEXPERIENCED, SOPHISTICATED INVESTOR. INTEREST ON THE NOTES WASPAID MONTHLY AND PROMPTLY. AT THE INITIAL TWO-YEAR MATURITY OFTHE NOTES, THE ISSUER CONTACTED THE INVESTOR DIRECTLY AT HISHOME AND HE THEN RENEWED THE NOTES WITHOUT ANY PROMPTING BY MEOR MY FIRM. THE INVESTOR CONTINUED RECEIVING MONTHLY INTEREST,UNINTERRUPTED UNTIL EARLY 1993 WHEN IT BECAME PUBLIC KNOWLEDGETHAT THE ISSER HAD COMMITTED FRUAD, ULTIMATELY GOING INTOBANKRUPTCY.
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