GEORGE LOUIS WILLIAMS

GEORGE LOUIS WILLIAMS is currently employed as a Broker and/or Investment Adviser at DST MARKET SERVICES, LLC located at 920 2nd Ave South, Suite 1500, Minneapolis, MN, 55402.

GEORGE LOUIS WILLIAMS has worked at DST MARKET SERVICES, LLC since October 01, 2014

Disclosure History

GEORGE LOUIS WILLIAMS has 2 Disclosure Event(s).

Date: January 01, 2003
Category: Criminal
Charges: FELONY THEFT
Disposition: Dismissed
Broker Comment: ALL CHARGES WERE DISMISSED. NO CONVICTION

Date: January 01, 2003
Category: Employment Separation After Allegations
Firm Name: MARSHALL FIELDS
Termination Type: Discharged
Allegations: THEFT
Broker Comment: THE CHARGE WAS OVER TEN YEARS AGO. APPLICANT WAS DISCHARGED FROM RETAIL POSITION AT MARSHALL FIELDS. CHARGES WERE DISMISSED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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