GEORGE S WITHEY

GEORGE S WITHEY is currently employed as a Broker and/or Investment Adviser at PLANMEMBER SECURITIES CORPORATION located at 913 SW HIGGINS, STE. 202, MISSOULA, MT, 59803.

GEORGE S WITHEY has worked at PLANMEMBER SECURITIES CORPORATION since January 04, 2013

Disclosure History

GEORGE S WITHEY has 1 Disclosure Event(s).

Date: May 14, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGES RR PURCHASED AND SOLD INVESTMENTS ON THEIR BEHALF IN AN UNWORTHY MANNER AND THAT IN 1998 THEY HAD 267,000.00 AND IN 2004 THEY HAVE 116,000.00 ACCOUNT RECORDS INDICATE TRANSACTIONS WERE EXCHANGES WITHOUT COMMISSIONS AND CLIENT WITHDREW APPROXIMATELY 136000.00
Damage Amount Requested: $15,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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