GERALD DEAN CRONENWETT is currently employed as a Broker and/or Investment Adviser at CFD INVESTMENTS, INC. located at 2704 S GOYER RD, KOKOMO, IN, 46902.
GERALD DEAN CRONENWETT has worked at CFD INVESTMENTS, INC. since June 20, 2017
Date: August 18, 2016 Category: Judgment / Lien Judgment/Lien Amount: $5,905.00 Judgment/Lien Type: Civil Broker Comment: $75 biweekly-Started Dec. 2016 until paid off
Date: July 13, 2015 Category: Judgment / Lien Judgment/Lien Amount: $1,281.00 Judgment/Lien Type: Tax Broker Comment: Payment plan has not been set up yet.
Date: July 14, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: March 16, 2006 Category: Regulatory Initiated By: NASD Allegations: CRONENWETT FAILED TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO AN NASD REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE. Resolution: LETTER SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: ANY CAPACITY Duration: N/A Start Date: 3/16/2006 End Date: 7/27/2009 Regulator Statement: PURSUANT TO ARTICLE VI, SECTION 3 OF NASD'S BY-LAWS AND NASD RULE 9554, CRONENWETT IS SUSPENDED MARCH 16, 2006 FOR FAILURE TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO NASD REQUESTS TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE. SUSPENSION LIFTED JULY 27, 2009.
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