GERALD ROBERT GARE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 490 E. PALMETTO PARK ROAD-SUITE 100, BOCA RATON, FL, 33432.
GERALD ROBERT GARE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
GERALD ROBERT GARE has 3 Disclosure Event(s).
Date: June 25, 2010 Category: Customer Dispute Allegations: IT IS ALLEGED THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS & CHURNED CUSTOMER'S ACCOUNT BEGINNING IN APRIL 2008. Settlement Amount: $15,273.82
Date: June 25, 2010 Category: Customer Dispute Allegations: IT IS ALLEGED THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS & CHURNED CUSTOMER'S ACCOUNT BEGINNING IN APRIL 2008. Settlement Amount: $14,965.80
Date: June 19, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION REGARDING THE RISK TOLERANCE OF HIS INVESTMENTS - 3/10/00 THROUGH 2/16/01 Damage Amount Requested: $24,000.00 Broker Comment: THE CLAIM WAS DENIED
More Information
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