GERALD ALAN GROSSMAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 303 LIPPINCOTT DRIVE, SUITE 300, MARLTON, NJ, 08053.
GERALD ALAN GROSSMAN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
GERALD ALAN GROSSMAN has 2 Disclosure Event(s).
Date: March 22, 2016 Category: Customer Dispute Allegations: CLIENT'S ATTORNEY ALLEGES UNSUITABILITY WITH RESPECT TO INVESTMENTS - NOVEMBER 2008 - JANUARY 2015. DAMAGES UNSPECIFIED.
Date: September 17, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT SHE WAS INVESTED IN SMITH BARNEY FUNDS BECAUSE THEY PAID HIGHER COMMISSIONS;ALSO ALLEGED MISREPRESENTATION. Damage Amount Requested: $5,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
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