GERALD JAMES ROCHELEAU is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 1608 VILLAGE MARKET BLVD. SE, SUITE #200, LEESBURG, VA, 20175.
GERALD JAMES ROCHELEAU has worked at CENTAURUS FINANCIAL, INC. since January 15, 2015
Disclosure History
GERALD JAMES ROCHELEAU has 1 Disclosure Event(s).
Date: November 08, 2013 Category: Employment Separation After Allegations Firm Name: SUMMIT BROKERAGE SERVICES INC Termination Type: Discharged Allegations: REPRESENTATIVE WAS FOUND BY HIS BRANCH MANAGER TO HAVE POSSESSION OF IMPROPERLY OBTAINED CLIENT INFORMATION FROM ANOTHER FINANCIAL INSTITUTION. Broker Comment: THROUGH A REFERRRAL PARTNERSHIP I WAS GIVEN NAMES AND TELEPHONE NUMBER. THE INFO THAT I RECEIVED DID NOT CONTAIN ANY CONFIDENTIAL INFO. THIS WAS A MUTUAL REFERRAL PARTNERSHIP.
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