GERALYN PIJUT SCHROTH is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2650 QUARRY LAKE DRIVE, SUITE 200, BALTIMORE, MD, 21209.
GERALYN PIJUT SCHROTH has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
GERALYN PIJUT SCHROTH has 2 Disclosure Event(s).
Date: July 18, 2013 Category: Customer Dispute Allegations: CLIENTS ALLEGE FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO INVESTMENT GUIDELINES - MARCH 2013. Settlement Amount: $11,441.54
Date: August 27, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES OMISSIONS AND MISREPRESENTATION WITH REGARD TO THE HANDLING OF HIS ACCOUNT BY LEGG MASON. Damage Amount Requested: $59,065.55 Broker Comment: NO DISCRETION REQUESTED NOR ANY USED, ALL TRANSACTIONS APPROVED AND FULL DISCLOSURE GIVEN PRIOR TO EXECUTION. INVESTMENTS MADE ARE AGE/OBJECTIVE APPROPRIATE AND CLIENTS REALIZED GAIN OF $2655.80 WITH ME. ALLEGED LOSSES NOT INCURRED DURING PERIOD I HANDLED ACCOUNT.
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