GERARD DOMENIC CICCIO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 53 STATE STREET, BOSTON, MA, 02109.
GERARD DOMENIC CICCIO has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
GERARD DOMENIC CICCIO has 1 Disclosure Event(s).
Date: February 01, 1986 Category: Customer Dispute Allegations: THAT WRITING OEX CALLS AND PUTS RESULTED INSIGNIFICANT LOSSES AND WAS NOT APPROPRIATE FOR CUSTOMERS AGE(SUITABILITY). Settlement Amount: $200,000.00 Broker Comment: PRIOR TO FEBRUARY 1988 MERRILL LYNCH VIGOROUSLYDENIED ALL CHARGES. WHEN I LEFT MERRILL LYNCH FOR SHEARSON,MERRILL DECIDED TO SETTLE FOR APPROXIMATELY $200,000. THERE WASNO FINE, SUSPENSION OR PAYMENT BY ME.I NEVER HAD ANY CONTROL OVER THE SETTLEMENT.HOWEVER, I DO WANT TO MAKE CLEAR THAT THE CLIENTS PORTFOLIOGAINED MORE THAN THEY LOST IN THE OPTION TRADING.
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