GERARD ALONZO SINGFIELD is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 16000 VENTURA BOULEVARD, SUITE 1105, ENCINO, CA, 91436.
GERARD ALONZO SINGFIELD has worked at CHARLES SCHWAB & CO., INC. since April 01, 2015
Disclosure History
GERARD ALONZO SINGFIELD has 1 Disclosure Event(s).
Date: July 22, 2010 Category: Regulatory Initiated By: (DIASHM2) GEORGIA DEPARTMENT OF BANKING & FINANCE/STATE OF GEORGIA Allegations: DID NOT DEMONSTRATE FINANCIAL RESPONSIBILITY, CHARACTER, AND GENERAL FITNESS SUCH AS TO COMMAND THE CONFIDENCE OF THE COMMUNITY Resolution: Decision SanctionDetails: Sanctions: Denial Broker Comment: THE DENIAL WAS NOT BASED ON ANY DISHONEST OR UNETHICAL BEHAVIOR. BASED ON FINANCIAL SITUATION AT THAT TIME.
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