GERARDO SORIANO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 170 S BLOOMINGDALE RD STE 200, BLOOMINGDALE, IL, 60108.
GERARDO SORIANO has worked at LPL FINANCIAL LLC since May 20, 2016
Disclosure History
GERARDO SORIANO has 1 Disclosure Event(s).
Date: July 15, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION AND SUITABILITY RELATING TO A MUTUAL FUND INVESTMENT. ACTIVITY DATES 09/01/07-09/01/07. Damage Amount Requested: $12,378.00
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