GERRARD WILSON WEIGOLD

GERRARD WILSON WEIGOLD is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 4855 TECHNOLOGY WAY, SUITE 600, BOCA RATON, FL, 33431.

GERRARD WILSON WEIGOLD has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

GERRARD WILSON WEIGOLD has 1 Disclosure Event(s).

Date: February 22, 2011
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE, INTER ALIA, THAT FROM 2007-2009 THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS IN THEIR ACCOUNTS. CLAIMANTS ALSO ALLEGE THAT IN JULY OF 2009 THE FA FAILED TO FOLLOW INSTRUCTIONS REGARDING THE SALE OF MUTUAL FUNDS.
Damage Amount Requested: $60,000.00
Settlement Amount: $8,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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