GERRY EDWARD LAUMAN is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 6360 I-55 NORTH, 4TH FL, JACKSON, MS, 39211.
GERRY EDWARD LAUMAN has worked at UBS FINANCIAL SERVICES INC. since August 07, 2015
Disclosure History
GERRY EDWARD LAUMAN has 1 Disclosure Event(s).
Date: December 30, 1991 Category: Customer Dispute Allegations: UNSUITABILITY & NEGLIGENCE-$436,000 Damage Amount Requested: $436,000.00 Damages Granted: $293,539.00 Broker Comment: NONE-SEE ATTACHED LETTERBOTH PRUDENTIAL SECURITIES AND GERRY LAUMANCONTINUE TO MAINTAIN THAT THIS CLAIM IS WHOLLY WITHOUT MERIT.WE BELIEVE ARBITRATION PANEL'S DECISION WAS NOT WARRANTED ORFAIR IN VIEW OF THE CREDIBLE FACTS AND EVIDENCE
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