GIL SHALLON DAMMOND is currently employed as a Broker and/or Investment Adviser at KMS FINANCIAL SERVICES, INC. located at 1400 W BENSON BLVD, SUITE 576, ANCHORAGE, AK, 99503.
GIL SHALLON DAMMOND has worked at KMS FINANCIAL SERVICES, INC. since July 16, 2001
Disclosure History
GIL SHALLON DAMMOND has 1 Disclosure Event(s).
Date: September 29, 1994 Category: Customer Dispute Allegations: ALLEGED DAMAGES FOR MISREPRESENTATIONS &UNSUITABLE LP; INVESTMENT SIN THE FOLLOWING: 7/11/89-ILM 10K;7/31/89- ILM SK. Damage Amount Requested: $15,000.00 Settlement Amount: $22,000.00 Broker Comment: PAINE WEBBER AGREED TO PAY [CUSTOMER] 22K INEXCHANGE FOR A FULL RELEASE OF ALL CLAIMS.THIS SETTLEMENT ALSO RELATES TO ADDITIONAL LPPURCHASES RECOMMENDED BY OTHER INVESTMENT EXECUTIVES. WEBELIEVE CLIENT WAS SOLICITED BY GOODMAN & NEVASKIL TO ASSERTTHE CLAIM, THAT THIS FIRM OBTAINED MANY OF OUR LP LISTS & HASSOLICITED PW CLIENTS AROUND THE COUNTRY, THAT NIETHER PW NORTHE BROKER BELIEVE THAT ANY MISREPRESENTATIONS WERE MADE TO THECLIENT. IN FACT, THERE WERE NO SUITABILITY REQUIREMENTS FOR THE ILM PRODUCT.
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