GILBERT GOOD is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 2555 Townsgate Rd., Ste. 300, Westlake Village, CA, 91361.
GILBERT GOOD has worked at WESTERN INTERNATIONAL SECURITIES, INC. since June 12, 2014
GILBERT GOOD has 5 Disclosure Event(s).
Date: June 23, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGED REGISTERED REPRESENTATIVE RECOMMENDED & PLACED HIM IN AN INVESTMENT THAT LOST $6,825 Damage Amount Requested: $6,825.00
Date: December 04, 2006 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT BETWEEN 1998 AND 2005, G.GOOD MADE A SERIES OF UNAUTHORIZED TRADES AND FAILED TO PROPERLY DIVERSIFY HER PORTOFOLIO.FURTHER, GOOD OVER CONCENTRATED HER ACCOUNTS IN HIGHLY SPECULATIVE TECHNOLOGY,TELECOMMUNICATIONS AND OPTIONS. Damage Amount Requested: $168,095.00 Settlement Amount: $149,999.00
Date: February 17, 2006 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT BETWEEN JULY 1999 AND JULY 2005, THE BROKER OVER CONCENTRATED HIS RETIREMENT PORTFOLIO IN ALLEGEDLY UNSUITABLE TECHNOLOGY AND TELECOMMUNICATIONS STOCK. CLAIMANT FURTHER ALLEGES THAT THE BROKER NEGLECTED TO RECOMMEND AND IMPLEMENT A STRATEGY TO MINIMIZE LOSS IN THE SUBJECT ACCOUNTS. DAMAGES CLAIMED IN THE AMOUNT OF $306,295. Damage Amount Requested: $306,295.00 Settlement Amount: $150,000.00 Broker Comment: THIS MATTER SETTLED ON SEPTEMBER 15, 2006 FOR $150,000.00
Date: July 05, 2001 Category: Customer Dispute Allegations: CLIENT HAS ALLEGED THAT PURCHASES AND SALES OF VAN KAMPEN AND FIRST TRUST UITS WERE MADE WITHOUT HIS AUTHORIZATION. THE RESULTING LOSSES AND TAX LIABILITIES EXCEED $70,000. Damage Amount Requested: $70,000.00 Broker Comment: COMPLAINT DENIED.
Date: November 23, 1999 Category: Customer Dispute Allegations: UNAUTHORIZED WRITING OF COVERED CALLS ON TWO STOCKS. DAMAGES UNSPECIFIED BUT APPEAR TO BE MORE THAN $5,000.00. Damage Amount Requested: $5,000.00
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