GILBERT FRANK JIMENEZ is currently employed as a Broker and/or Investment Adviser at VANGUARD MARKETING CORPORATION located at 14321 NORTH NORTHSIGHT BLVD., SCOTTSDALE, AZ, 85260.
GILBERT FRANK JIMENEZ has worked at VANGUARD MARKETING CORPORATION since January 03, 2017
Disclosure History
GILBERT FRANK JIMENEZ has 2 Disclosure Event(s).
Date: March 16, 2016 Category: Financial Type: Compromise Disposition: Settled
Date: April 19, 2002 Category: Customer Dispute Allegations: THE CLIENTS ORALLY ALLEGED THAT I GAVE THEM INCORRECT ADVICE REGARDING THE TAXATION OF THE WITHDRAWALS FROM THEIR IRA ACCOUNTS AND THIS CAUSED THEM UNSPECIFIED DAMAGES. Settlement Amount: $20,601.96 Broker Comment: PFS INVESTMENTS INC SETTLED THE CLIENT'S CLAIMS BY PAYING $20,601.96 OF WHICH I HAD TO PAY $760.00.
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