GILBERT JOHN RODRIGUEZ

GILBERT JOHN RODRIGUEZ is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 7100 S. 76TH STREET, FRANKLIN, WI, 53132.

GILBERT JOHN RODRIGUEZ has worked at J.P. MORGAN SECURITIES LLC since April 22, 2013

Disclosure History

GILBERT JOHN RODRIGUEZ has 1 Disclosure Event(s).

Date: August 03, 2010
Category: Regulatory
Initiated By: Office of the Commissioner of Insurance (OCI) State of Wisconsin
Allegations: The commissioner shall revoke all licenses if the Wisconsin Department of Revenue certifies that the license holder is liable for delinquent taxes in Wisconsin.
Resolution: Order SanctionDetails:
Sanctions: Revocation

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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