GILIANE MARIELAURENCE CANNAVO

GILIANE MARIELAURENCE CANNAVO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1200 S. PINE ISLAND ROAD.,STE 800, PLANTATION, FL, 33324.

GILIANE MARIELAURENCE CANNAVO has worked at MORGAN STANLEY since May 23, 2014

Disclosure History

GILIANE MARIELAURENCE CANNAVO has 1 Disclosure Event(s).

Date: April 04, 2002
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT THEY WERE NOT PROVIDED FULL DISCLOSURE OF RISK REGARDING CREDIT RATING HISTORY AND COMPANY STOCK TRADING HISTORY IN CONNECTION WITH PURCHASE OF 105 ENRON CORP. DEBENTURES PURCHASED ON 11-06-2001.
Damage Amount Requested: $85,000.00
Broker Comment: THE CUSTOMER WAS PRESENTED WITH THE INFORMATION MADE AVAILABLE REGARDING ENRON AND WAS FULLY APPRISED OF THE INVESTMENT GRADE RATING AND THE RISK INVOLVED IN A BOND ISSUE WITH A HIGH YIELD. THE INVESTMENT WAS IN ACCORDANCE WITH THE CUSTOMER'S STATED OBJECTIVES. THE CUSTOMER HAS OVER 30 YEARS' EXPERIENCE BUYING AND SELLING BONDS AND MADE AN INFORMED DECISION TO PURCHASE.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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