GINA MARIE BERT-ZATTO is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 225 MAIN STREET, MAILSTOP: CT263, MIDDLETOWN, CT, 06457.

GINA MARIE BERT-ZATTO has worked at CITIZENS SECURITIES, INC. since July 26, 2016

Disclosure History

GINA MARIE BERT-ZATTO has 2 Disclosure Event(s).

Date: October 21, 2016
Category: Customer Dispute
Allegations: Customer alleges loss in FDIC insured market linked certificate of deposit and forgery of customer signature on related disclosure form dated 6/23/2016. Customer filed a written complaint with State of Connecticut Department of Banking and seeks reimbursement of original investment principal.
Settlement Amount: $16,033.75

Date: March 30, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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