GLEN EDWARD HOLMES is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 3902 BROADWAY, GROVE CITY, OH, 43123.
GLEN EDWARD HOLMES has worked at FSC SECURITIES CORPORATION since January 31, 2018
Disclosure History
GLEN EDWARD HOLMES has 2 Disclosure Event(s).
Date: September 16, 2005 Category: Customer Dispute Allegations: THE CLIENT ALLEGED HIS FORMER ADVISOR GAVE HIM INACCURATE INFORMATION REGARDING PREMIUMS FOR A $250,000 LIFE POLICY IN JANUARY 2005 WHICH HAS RESULTED IN A LAPSED POLICY. THE CLIENT REQUESTED THE CASH VALUE OF THE POLICY AT THAT TIME. Damage Amount Requested: $6,000.00
Date: May 25, 2005 Category: Customer Dispute Allegations: THE CLIENT SIGNED AFFIDAVITS OF FORGERY ATTESTING SIGNATURES ON THREE AMERICAN EXPRESS DOCUMENTS WERE NOT HIS. THE CLIENT DID NOT ALLEGE LOSSES DUE TO THE FORGED DOCUMENTS AND NO FINANCIAL INJURY HAS BEEN FOUND AND THE ADVISOR DENIES FORGING DOCUMENTS. Broker Comment: THE CLIENTS SIGNED AFFIDAVITS OF FORGERY ATTESTING SIGNATURES ON A TOTAL OF THREE AMERICAN EXPRESS DOCUMENTS WERE NOT THEIRS. THERE WAS NO ALLEGATION OR FINDING OF LOSS DUE TO THE FORGED DOCUMENTS. NO FINANCIAL INJURY HAS BEEN FOUND AND THE ADVISOR DENIES FORGING DOCUMENTS. THE ADVISOR STATES THAT THE QUESTIONED DOCUMENTS WERE NOT USED TO EFFECT TRANSACTIONS.
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