GLENN ALLAN ANDRADE is currently employed as a Broker and/or Investment Adviser at MUTUAL SECURITIES, INC. located at 8618 Gaines Avenue, ORANGEVALE, CA, 95662.
GLENN ALLAN ANDRADE has worked at MUTUAL SECURITIES, INC. since April 01, 2011
Disclosure History
GLENN ALLAN ANDRADE has 2 Disclosure Event(s).
Date: March 16, 2007 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT SECURITIES WERE LIQUIDATED WITHOUT HER AUTHORIZATION WHEN HER INVESTMENT ADVISOR REPRESENTATIVE BECAME AWARE THAT SHE WAS TRANSFERRING HER ACCOUNT TO ANOTHER FIRM. Damage Amount Requested: $310,000.00
Date: April 07, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT SHE DID NOT AUTHORIZE THE SALE OF CERTAIN CALIFORNIA TAX-FREE BONDS AND THE SUBSEQUENT PURCHASE OF AN ARIZONA TAX-FREE BOND FUND WITH THE PROCEEDS Damage Amount Requested: $11,000.00
More Information
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