GLENN ERIC BLACK

GLENN ERIC BLACK is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 10070 DANIELS INTERSTATE CT, STE 230, FORT MYERS, FL, 33913.

GLENN ERIC BLACK has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since January 13, 1997

Disclosure History

GLENN ERIC BLACK has 2 Disclosure Event(s).

Date: December 22, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 15, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT REP, THROUGH THE ACTIONS OF THE REP'S WIFE, WAS INVOLVED IN A FORGERY OF THE CUSTOMER'S NAME AS REMITTER TO ISSUE A PERSONAL MONEY ORDER TO PARENT COMPANY OF FIRM FOR PAYMENT OF A VARIABLE LIFE POLICY PREMIUM IN THE AMOUNT OF $173.10.
Damage Amount Requested: $5,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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