GLENN HENRY CATALANO is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 620 WOODBROOK DRIVE, SUITE 4, CHARLOTTESVILLE, VA, 22901.
GLENN HENRY CATALANO has worked at AMERIPRISE FINANCIAL SERVICES, INC. since March 21, 1986
Disclosure History
GLENN HENRY CATALANO has 1 Disclosure Event(s).
Date: March 24, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT I MISREPRESENTED THE FLEXIBLE PORTFOLIO ANNUITY HE OWNED AND THE CLIENT CLAIMED THAT HE INCURRED MARKET LOSSES. Damage Amount Requested: $80,000.00 Settlement Amount: $3,866.54 Broker Comment: THE CLIENT RECEIVED RELIEF PROVIDED THROUGH THE CLASS ACTION LAWSUIT AFTER A CLAIMS REVIEW WAS CONDUCTED BY A THIRD PARTY. A REVIEW CONDUCTED BY MY FIRM FOUND THE RECOMMENDATIONS MADE FOR THE CLIENT WERE SUITABLE BASED ON THE CLIENT'S GOALS AND OBJECTIVES, RISK TOLERANCE, INCOME AND INVESTING TIME FRAME.
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