GLORIA A LEIBIG is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 165 TOWNSHIP LINE RD STE 200, TWO PITCAIRN PLACE, JENKINTOWN, PA, 19046.
GLORIA A LEIBIG has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
GLORIA A LEIBIG has 4 Disclosure Event(s).
Date: December 14, 2005 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT, COMMENCING AFTER 1998, HIS ACCOUNT WAS SUBJECTED TO UNSUITABLE INVESTMENT RECOMMENDATIONS Damage Amount Requested: $250,000.00 Settlement Amount: $33,333.00
Date: September 03, 2003 Category: Customer Dispute Allegations: VIA AN ATTORNEY, CLIENT ALLEGES "MISHANDLING OF HER ACCOUNT." ALLEGED DAMAGES IN EXCESS OF $175000.00 Damage Amount Requested: $175,000.00 Damages Granted: $25,000.00
Date: October 08, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGED FA MADE UNSUITABLE INVESTMENTS FOR HER BASED ON HER AGE AND NEARNESS TO RETIREMENT. FIRST TRADE OCCURRED ON 12/23/99 AND LAST TRADE OCCURRED 5/8/01 Damage Amount Requested: $87,000.00 Settlement Amount: $29,189.25 Broker Comment: MATTER SETTLED FOR $29,189.25
Date: December 29, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FINANCIAL CONSULTANT MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $10,050.00 Settlement Amount: $3,500.00 Broker Comment: IN ORDER TO AVOID THE COSTS AND COSTS AND UNCERTAINTIES OF LIGATION, MERRILL LYNCH MADE A BUSINESS DECISION TO SETTLE THE MATTER.
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