GLORIA TERRY SWEET is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3349 N UNIVERSITY DR, STE I-2, DAVIE, FL, 33024.
GLORIA TERRY SWEET has worked at PFS INVESTMENTS INC. since January 27, 2005
Disclosure History
GLORIA TERRY SWEET has 1 Disclosure Event(s).
Date: February 28, 2012 Category: Customer Dispute Allegations: ALLEGED MISSTATEMENTS RELATED TO EMPLOYEE'S DECISION TO TRANSFER FRON NON-PFS RELATED DEFINED BENEFIT PLAN TO A NON-PFS INVESTMENTS DEFINED CONTRIBUTION PLAN. Damage Amount Requested: $840,000.00 Settlement Amount: $23,999.00 Broker Comment: A LAW FIRM BROUGHT A NUMBER OF COOKIE-CUTTER CASES AGAINST PFS INVESTMENTS, INC. (PFSI), AND SEVERAL OF ITS REGISTERED REPRESENTATIVES, THAT PFSI BELIEVES WERE SPECIOUS AND BARRED BY THE APPLICABLE STATUE OF LIMITATIONS, INCLUDING THIS ONE AGAINST ME. AFTER WINNING SEVERAL COURT CASES ON STATUTE OF LIMITATIONS ISSUES, TO AVOID INCURRING ENORMOUS LEGAL FEES AND COST TO DEFEND THE REST OF THE ARBITATION AND COURT CASES TO A SUCCESSFUL CONCLUSION, PFSI SETTLED WITH ALL THE REMAINING CLAIMANTS AND I WAS NOT REQUIRED TO CONTRIBUTE TO THE SETTLEMENT. THE SETTLEMENT BENEFITS ARE IN THE NATURE OF DEFERRED MONTHLY PAYMENTS THAT BEGIN IN 2024.
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