GORDON RAY KNUTSON is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at W233 N2080 Ridgeview Pkw, Suite 202, WAUKESHA, WI, 53188.
GORDON RAY KNUTSON has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since March 16, 2018
Disclosure History
GORDON RAY KNUTSON has 2 Disclosure Event(s).
Date: March 25, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THE PRODUCT WAS UNSUITABLE. Damage Amount Requested: $50,000.00 Settlement Amount: $26,500.00 Broker Comment: CLIENT IS AN INVESTOR WITH EXPERIENCE IN THE REAL ESTATE INDUSTRY AS A REAL ESTATE AGENT. CLIENT WAS UNIQUELY SUITED TO UNDERSTAND THE RISKS AND REWARDS OF THIS REAL ESTATE PRODUCT.
Date: January 14, 2010 Category: Customer Dispute Allegations: CLIENT FELT THE FINANCIAL ADVISOR MISREPRESENTED THE INVESTMENT FEATURES OF ERICKSON STAMPS CORP. BOND. Damage Amount Requested: $50,000.00
More Information
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