GORDON DREUX PASCALE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 855 FRANKLIN AVENUE, GARDEN CITY, NY, 11530.
GORDON DREUX PASCALE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
GORDON DREUX PASCALE has 2 Disclosure Event(s).
Date: November 01, 2006 Category: Customer Dispute Allegations: ATTORNEY IN FACT ALLEGED THAT FA IMPROPERLY CAUSED CLIENT TO INCUR A CAPITAL GAINS TAX CHARGE DUE TO HIS SALE OF LOW COST BASIS SECURITIES AND ASKED THAT THE TRADES IN QUESTION BE REVERSED THROUGH THE BRANCH ERROR ACCOUNT. Settlement Amount: $56,200.00
Date: August 08, 2002 Category: Customer Dispute Allegations: A BENEFICIAL OWNER OF CLIENT TRUST ACCOUNTS ALLEGED EXCESSIVE TRADING AND EXPENSES IN FOUR TRUST ACCOUNTS FOR THE YEARS 1999, 2000 AND 2001. A SPECIFIC AMOUNT OF DAMAGES IS NOT ALLEGED BUT IS BELIEVED TO BE GREATER THAN $5,000.
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