GRAHAM HOOVER NEAL is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 95 N MAIN ST, KILMARNOCK, VA, 22482.
GRAHAM HOOVER NEAL has worked at WELLS FARGO CLEARING SERVICES, LLC since October 01, 1999
Disclosure History
GRAHAM HOOVER NEAL has 1 Disclosure Event(s).
Date: May 26, 2009 Category: Customer Dispute Allegations: BREACH OF FIDUCIARY DUTY; UNSUITABILITY; BREACH OF CONTRACT; COMMON LAW FRAUD; NEGLIGENCE Damage Amount Requested: $1,191,855.00 Broker Comment: CLAIMANTS WERE AWARDED $276,844.00 IN COMPENSATORY DAMAGES. CLAIMANTS' REQUEST FOR PUNITIVE DAMAGES AND ATTORNEYS' FEES WERE DENIED. RESPONDENTS DENIED ALL ALLEGATIONS OF WRONGDOING.
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