GRAHAM JOHN WILSON is currently employed as a Broker and/or Investment Adviser at LINCOLN INVESTMENT located at 119 S TRADE STREET, SUITE 101, MATTHEWS, NC, 28106.
GRAHAM JOHN WILSON has worked at LINCOLN INVESTMENT since June 01, 2012
Disclosure History
GRAHAM JOHN WILSON has 2 Disclosure Event(s).
Date: November 18, 2014 Category: Customer Dispute Allegations: CLAIMANTS ARE ALLEGING FRAUDULENT AND UNSUITABLE RECOMMENDATION OF A DIRECT INVESTMENT IN 2006, ALSO UNSUITABLE AND OVER-CONCENTRATION IN AGGRESSIVE EQUITY INVESTMENTS. Damage Amount Requested: $239,937.00 Settlement Amount: $35,000.00 Broker Comment: CLIENT INITIALLY FILED A COMPLAINT IN 2013. RR'S FORMER BD RESPONDED TO THE CLIENT AND DENIED THE DEMAND FOR RESTITUTION OF MARKET LOSS DEMANDED.RR DENIED ALL ALLEGATIONS. SETTLEMENT WAS MADE WITHOUT ANY ADMISSION OF LIABILITY, MISCONDUCT OR WRONGDOING, AND SOLELY FOR THE PURPOSE OF AVOIDING THE EXPENSE, INCONVENIENCE, AND BUSINESS DISRUPTION ASSOCIATED WITH FURTHER PROCEEDINGS.
Date: June 25, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT RR DID NOT FULLY DISCLOSE RISK ASSOCIATED WITH SECURITY PURCHASED. Damage Amount Requested: $68,000.00 Broker Comment: COMPLAINT WAS TURNED OVER TO PRIOR FIRM, CINCINNATI ANALYSTS.
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