GREGG STANLY BRZESKI is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 304 N Main St, HARTFORD, WI, 53027-1518.
GREGG STANLY BRZESKI has worked at ALLSTATE FINANCIAL SERVICES, LLC since July 18, 2006
Disclosure History
GREGG STANLY BRZESKI has 2 Disclosure Event(s).
Date: February 10, 2010 Category: Regulatory Initiated By: STATE OF WISCONSIN OFFICE OF THE COMMISSIONER OF INSURANCE Allegations: AN APPLICATION DATED NOVEMBER 3, 2009 FOR A PERMANENT INDIVIDUAL INTERMEDIARY AGENT'S INSURANCE LICENSE FOR THE VARIABLE LIFE AND VARIABLE ANNUITIES WAS DENIED ON FEBRUARY 2, 2010 BASED ON THE FACT THAT A "NO" ANSWER WAS INDICATED TO THE QUESTION ON THE APPLICATION REGARDING ADMINISTRATIVE ACTIONS TAKEN IN ANY STATE. Resolution: Decision SanctionDetails: Sanctions: Denial
Date: March 01, 1994 Category: Regulatory Initiated By: WI SEC Allegations: UNLICENSED INVESTMENT ADVISER ACTIVITY Resolution: Consent SanctionDetails: Sanctions: Censure Sanction Details: CONSENT ORDER OF CENSURE Broker Comment: I DISCLOSED TO STATE EXAMINER I WAS NOT CURRENTLYREGISTERED AS AN INVESTMENT ADVISOR. I HAS APPLIED THRU MYBROKER DEALER TWICE OVER TWO YEARS, AND FOLLOWED ALL DISCLOSURE RULES TO MY CLIENTS. I RECEIVED MY INVESTMENT ADVISOR REPRESENTATIVE ON JUNE 20, 1994. THE STATE OF WI A CONSENT ORDER OF CENSURE ON JULY 27, 1994 FOR ACTING AS AN INVESTMENT ADVISOR WITH OUT PROPER STATE LICENSE.
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